-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ETltXLYbSkMkuf+fPuuMtf4FfySgfm3j6spP+3Wsim8ZK1izbTMM5h0ag3lRO29D pWJPI4Ban8TI56Vhky5KBQ== 0001193125-07-020965.txt : 20070206 0001193125-07-020965.hdr.sgml : 20070206 20070206105016 ACCESSION NUMBER: 0001193125-07-020965 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RED HAT INC CENTRAL INDEX KEY: 0001087423 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 061364380 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58185 FILM NUMBER: 07582958 BUSINESS ADDRESS: STREET 1: 1801 VARSITY DRIVE CITY: RALEIGH STATE: NC ZIP: 27606 BUSINESS PHONE: 9197543700 MAIL ADDRESS: STREET 1: 1801 VARSITY DR CITY: RALEIGH STATE: NC ZIP: 27606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG ROBERT F CENTRAL INDEX KEY: 0001105764 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 9195470012 MAIL ADDRESS: STREET 1: C/O RED HAT INC STREET 2: 2600 MERIDIAN PKWY CITY: DURHAM STATE: NC ZIP: 27713 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 4 Schedule 13G Amendment No. 4

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 4)

 

 

RED HAT, INC.


(Name of Issuer)

COMMON STOCK


(Title of Class of Securities)

 

 

756577102

                                (CUSIP Number)                                

DECEMBER 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

þ Rule 13d-1(d)


CUSIP No. 756577102   13G   Page 2 of 5 Pages

 

  1.  

NAME OF REPORTING PERSON

S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

   
                Robert F. Young    
  2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)  
  (a)  ¨  
    (b)  ¨    
  3.   SEC USE ONLY  
         
  4.   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Canada    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    SOLE VOTING POWER
 
                  504,000
    6.    SHARED VOTING POWER
 
                  504,000
    7.    SOLE DISPOSITIVE POWER
 
                  504,000
    8.    SHARED DISPOSITIVE POWER
 
                  504,000
  9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                1,008,000    
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)  
       

¨

11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                0.5%    
12.   TYPE OF REPORTING PERSON (See Instructions)  
                IN    


CUSIP No. 756577102   13G   Page 3 of 5 Pages

 

Item 1.   (a)    Name of Issuer:      
     Red Hat, Inc.      
  (b)    Address of Issuer’s Principal Executive Offices:      
    

1801 Varsity Drive

Raleigh, North Carolina 27606-2072

     
Item 2.   (a)    Name of Person Filing:      
     Robert F. Young      
  (b)    Address of Principal Business Office or, if none, Residence:      
    

860 Aviation Parkway, Suite 300

Morrisville, North Carolina 27560

     
  (c)    Citizenship:      
     Canada      
  (d)    Title of Class of Securities:      
     Common Stock      
  (e)    CUSIP Number:      
     756577102      
Item 3.   If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person is a:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;
  (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).


CUSIP No. 756577102   13G   Page 4 of 5 Pages

 

Item 4.    Ownership      
   (a)   

Amount Beneficially Owned:

 

1,008,000

     
      Shares beneficially owned includes 504,000 shares held of record by Nancy Young, Mr. Young’s wife. Mr. Young disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this statement shall not be deemed an admission that Mr. Young is the beneficial owner of these shares for any purpose.      
   (b)   

Percent of Class:

 

0.5%

     
      The foregoing percentages are calculated based on 192,174,875 shares of Common Stock reported to be outstanding as of December 31, 2006 in the issuer’s Quarterly Report on Form 10-Q filed on January 9, 2007.      
   (c)    Number of shares as to which such person has:      
      (i)   

sole power to vote or to direct the vote:

 

504,000

     
      (ii)   

shared power to vote or to direct the vote:

 

504,000

     
      (iii)   

sole power to dispose or to direct the disposition of:

 

504,000

     
      (iv)   

shared power to dispose or to direct the disposition of:

 

504,000

     
Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person      
   Not applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   Not applicable.
Item 8.    Identification and Classification of Members of the Group.      
   Not applicable.      
Item 9.    Notice of Dissolution of Group.      
   Not applicable.      
Item 10.    Certification.      
   Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).      


Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 18, 2006

 

Signature:

 

/s/ Robert F. Young

       Robert F. Young
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